Joshua Robert Donley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Lpl Financial Llc
  Winston Salem, NC

Previous Registrations

• 2003-12-12 → 2011-08-10
  Securities America Advisors, Inc.
  Winston-Salem, NC
• 2003-01-30 → 2003-11-25
  Veravest Investment Advisors, Inc.
  Winston Salem, NC

Other Businesses

1. 8/9/2011 - INTERGRATED FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/9/2011 - COMMONWEALTH LIFE AND ANNUITY COMPANY -VA Trails - INV REL- AT REPORTED BUSINESS LOCATION(S) - AGENT OF RECORD ON VA AND VAL POLICIES FOR CLIENTS WITH COMMONWEALTH - 0 TIME SPENT. 3. 6/7/2017 - Mosaic Capital Management- Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/20/2011 - 8 Hours Per Month/3 Hours During Securities Trading - Fixed insurance. 4. 1/17/2018 - Mosaic Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/08/2011 - 160 Hours Per Month/6 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2002-08-21

Designations

• Certified Financial Planner