Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-02
OH RA APPROVED 2017-07-18
  • TX RA
    APPROVED_RES
    Since 2020-07-02
  • OH RA
    APPROVED
    Since 2017-07-18

Branch Locations

3825 Edwards Road Suite 210, Cincinnati, OH 45209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Cincinnati OH 12/2015 Present
Mml Investors Services Cincinnati OH 01/2016 Present
  • 12/2015 → Present
    Massmutual
    Cincinnati, OH
  • 01/2016 → Present
    Mml Investors Services
    Cincinnati, OH
Previous Registrations
Other Businesses

(1) NAME: KESSLING FINANCIAL LLC INV REL: Y ADD: 3825 EDWARDS RD., SUITE 210, CINCINNATI, OH 45209 NATURE: PROCESSING EXPENSES FOR THE KESSLING TEAM POSITION: PART OWNER START DATE: 01/10/2022 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DESCRIBE DUTIES: NO COMPENSATION, LOOKING FOR UNIFORMITY FOR SHARED EXPENSES FOR THE TEAM (2) NAME: VILLA MADONNA ACADEMY SOCCER INV REL: N ADD: 2500 AMSTERDAM RD, VILLA HILLS, KY 41017 NATURE: SPORTS OFFICIAL POSITION: JUNIOR VARSITY SOCCER HEAD COACH START DATE: 08/24/2024 NO. HR/MO: 16 NO. HR/MO DURING SEC TRADING: 0 (3) NAME: NORTHERN KENTUCKY CLIPPERS INV REL: Y ADD: 301 KENTON LANDS RD, ERLANGER, KY 41018 NATURE: SWIM TEAM POSITION: BOARD PRESIDENT START DATE: 11/15/2024 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: RUNS AND ATTEND MEETINGS WHERE WE WORK ON STRATEGY AND ISSUES PERTAINING SWIM TEAM ACTIVITIES, COACHES, AND EVENTS (4) NAME: DROPIC CAPITAL ADVISORS, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 01/14/2026 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DESCRIBE DUTIES: TRACKING INCOME FOR THE YEAR FOR ALL BUSINESS COMING IN

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-02
  • S66 Uniform Combined State Law Examination
    2002-08-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor