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Gardner Phelps Platt

Ameriprise Financial Services, LLC

Greenwood Village, CO

Amherst, MA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2006-03-30
  • CO RA
    APPROVED
    Since 2006-03-30

Branch Locations

5420 S Quebec St Ste 105, Greenwood Village, CO 80111 • United States

Amherst, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Denver CO 03/2006 03/2020
Ameriprise Financial Services, Llc Greenwood Village CO 03/2020 Present
Previous Registrations
  • 2005-02-02 → 2005-08-22
    Geronimo Financial Asset Management, Llc
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-21
  • S66 Uniform Combined State Law Examination
    2006-04-21
Designations

View on SEC IAPD

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