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Nydia Mirella Vazquez

Ubs Financial Services Inc.

Mcallen, TX

Mission, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-01-01
  • TX RA
    APPROVED
    Since 2010-01-01

Branch Locations

1700 South 10Th Street Paseo Plaza Shopping Center, Mcallen, TX 78503 • United States

Mission, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs International Inc Mcallen TX 10/2007 Present
Ubs Financial Services Inc. Mcallen TX 01/2010 Present
Previous Registrations
  • 2007-10-16 → 2010-01-01
    Ubs International Inc.
    Mcallen, TX
  • 2005-01-26 → 2007-10-23
    Chase Investment Services Corp.
    Mcallen, TX
    Mission, TX
    Mcallen, TX
  • 2003-07-24 → 2004-12-31
    Chase Investment Services Corp.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-27
  • S66 Uniform Combined State Law Examination
    2003-05-27
Other Names
  • Nydia Mirella Huerta

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MCALLEN, TX
J.P. MORGAN SECURITIES LLC · MCALLEN, TX
SANCTUARY ADVISORS, LLC · McAllen, TX
LPL FINANCIAL LLC · MCALLEN, TX
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