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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-01-19 |
| CA | RA | APPROVED | 2010-01-01 |
Branch Locations
600 West Broadway Suite 2800, San Diego, CA 92101 • United States
135 S. State College Blvd Suite 650, Brea, CA 92821 • United States
Yorba Linda, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Pasadena | CA | 05/2009 | Present |
KLH MArketing Inc. Esop Plan / 2120 E. Winston Rd. Anaheim,California 92806 / Company/ Wholesale & Merchandising / Wholesaler of kitchen equipment / Member of Board of Directors / / Attend board meetings and offer general business advise / Start Date 3/1/2017 / Yorba Linda Country Club Members Golf Association, Orange CountyCaliforniaUnited States-92886, Association (e.g. Trade or Industry, Sport), Representing golf members with club management and ownership, Member of Board of directors, Treasurer, start date-1/1/2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-27 |
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