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Leah Drake Wetzel

Rbc Capital Markets, LLC

Sewickley, PA

Wexford, PA

Canonsburg, PA

Erie, PA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-08-01
  • PA RA
    APPROVED
    Since 2017-08-01

Branch Locations

1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States

Wexford, PA • United States

2400 Ansys Drive Suite 301, Canonsburg, PA 15317 • United States

300 State Street Suite 101, Erie, PA 16507-1428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beaver PA 06/2010 07/2017
Bank Of America, N.A. Beaver PA 05/2011 07/2017
Rbc Capital Markets Llc Sewickley PA 07/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-17
S63 Uniform Securities Agent State Law Examination 1999-11-22
  • S65 Uniform Investment Adviser Law Examination
    2007-01-17
  • S63 Uniform Securities Agent State Law Examination
    1999-11-22
Other Names
  • Leah Drake Varner

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
SCHENLEY CAPITAL, INC
NAV WEALTH PARTNERS
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SEWICKLEY FINANCIAL LLC

Other Investors

SCOTT WILLIAM MILLER
MELISSA TSAGGARIS CORSO
JOHN MARTIN SCHNEIDER
LAURA S GLEGHORN
RANDOLPH ANTHONY BODNAR
BRIAN MATTHEW SPENCER
ERIC SCOTT LEWIS
Sumana Naik

Other Offices

JMS CAPITAL GROUP WEALTH SERVICES, LLC · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Sewickley, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Sewickley, PA
SCHENLEY CAPITAL, INC · SEWICKLEY, PA
NAV WEALTH PARTNERS · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
J.P. MORGAN SECURITIES LLC · Sewickley, PA

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