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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-01-13 |
| IN | RA | APPROVED | 2025-08-06 |
| IL | RA | APPROVED | 2024-10-22 |
Branch Locations
301 Second Street, Henderson, KY 42420 • United States
5124 Pearl Drive, Evansville, IN 47712 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Lombard | IL | 06/2012 | 01/2017 |
| Lpl Financial Llc | Lisle | IL | 01/2017 | 12/2019 |
| Ameriprise Financial Services, Llc | Darien | IL | 06/2020 | 02/2022 |
| Republic Bank Of Chicago | Darien | IL | 02/2020 | 02/2022 |
| Old National Bank | Tinely Park | IL | 02/2022 | Present |
| Lpl Financial | Tinley Park | IL | 03/2022 | Present |
1. 9/11/2023: No business name; At reported business location(s); Notary Public: inv. related; start date 11/13/2020; 1hr/mo.; 1hr during trading. 2. 04/02/2025- Old National Wealth Advisors- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 4/1/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-16 |
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