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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-11-03
NV RA APPROVED 2017-11-01
MS RA APPROVED 2017-09-29
NE RA APPROVED 2017-09-28
AR RA APPROVED 2017-09-26
DE RA APPROVED 2017-09-26
VA RA APPROVED 2017-09-25
AL RA APPROVED 2017-05-04
OK RA APPROVED 2017-04-28
RI RA APPROVED 2017-04-27
WI RA APPROVED 2016-06-30
  • WA RA
    APPROVED
    Since 2017-11-03
  • NV RA
    APPROVED
    Since 2017-11-01
  • MS RA
    APPROVED
    Since 2017-09-29
  • NE RA
    APPROVED
    Since 2017-09-28
  • AR RA
    APPROVED
    Since 2017-09-26
  • DE RA
    APPROVED
    Since 2017-09-26
  • VA RA
    APPROVED
    Since 2017-09-25
  • AL RA
    APPROVED
    Since 2017-05-04
  • OK RA
    APPROVED
    Since 2017-04-28
  • RI RA
    APPROVED
    Since 2017-04-27
  • WI RA
    APPROVED
    Since 2016-06-30

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Blaine, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 04/2015 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Previous Registrations
Other Businesses

Name of Activity: Realtor; Date Activity Started/Modified/Ended:2025-09-29; Address: 1740 116th Ave NW Ste 100 Coon Rapids MN 55448; Type of Activity: Other; Describe if any other Activity: Real estate sales/admin; Role/Relationship: Agent; Describe if any other Roles/Responsibility:;Responsibilities: Administrative ; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-22
S63 Uniform Securities Agent State Law Examination 2008-04-28
  • S66 Uniform Combined State Law Examination
    2017-09-22
  • S63 Uniform Securities Agent State Law Examination
    2008-04-28

View on SEC IAPD

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