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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-16 |
| CT | RA | APPROVED | 2017-03-25 |
| RI | RA | APPROVED | 2017-03-25 |
Branch Locations
110 Main Street, Jewett City, CT 06351 • United States
200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States
45 Glastonbury Boulevard 1St Floor, Glastonbury, CT 06033 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Wethersfield | CT | 06/2002 | 03/2017 |
| Massmutual Life Insurance Co | Warwick | RI | 07/2016 | Present |
| Mml Investors Services, Llc | Warwick | RI | 03/2017 | Present |
NAME: BENJAMIN HOWARTH INV REL: Y ADD: 200 CROSSINGS BLVD SUITE 200 WARWICK, RI 02886 NATURE: OUTSIDE INSURANCE SALES POSTION: INDEPENDENT INSURNACE AGENT START DATE: 12/2012 NO HRS/MO: 1 NO HRS/MO DUR SEC TRADING: 1 DESCRIBE DUTIES: DISABILITY, FIXED ANNUITIES, LIFE, ACCIDENT, HEALTH, LTC, AND MEDICARE RELATED PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-03 |
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