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Holland M Rajaniemi

LPl Financial LLC

Plainfield, CT

Norwich, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-05-18
  • CT RA
    APPROVED
    Since 2022-05-18

Branch Locations

67 Lathrop Road, Plainfield, CT 06374 • United States

202 Salem Turnpike, Norwich, CT 06360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jewett City Savings Bank Jewett City CT 07/2015 07/2017
Citizens Bank Plainfield CT 07/2017 01/2019
Citizens Securities, Inc Plainfield CT 08/2017 01/2019
Cuna Mutual Group Waverly IA 02/2019 Present
Cuna Brokerage Services, Inc. Waverly IA 02/2019 Present
Lpl Financial Llc Plainfield CT 05/2022 Present
  • 07/2015 → 07/2017
    Jewett City Savings Bank
    Jewett City, CT
  • 07/2017 → 01/2019
    Citizens Bank
    Plainfield, CT
  • 08/2017 → 01/2019
    Citizens Securities, Inc
    Plainfield, CT
  • 02/2019 → Present
    Cuna Mutual Group
    Waverly, IA
  • 02/2019 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Plainfield, CT
Previous Registrations
  • 2019-02-28 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Norwich, CT
    Plainfield, CT
    Norwich, CT
  • 2018-11-13 → 2019-02-05
    Citizens Securities, Inc.
    Plainfield, CT
    Deep River, CT
    Madison, CT
    Guilford, CT
Other Businesses

1. 05-18-2022-CorePlus Wealth Management- Investment Related-Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-13
S63 Uniform Securities Agent State Law Examination 2017-10-02
  • S65 Uniform Investment Adviser Law Examination
    2018-11-13
  • S63 Uniform Securities Agent State Law Examination
    2017-10-02

View on SEC IAPD

Other Firms

FCIG WEALTH MANAGEMENT, LLC
OSAIC INSTITUTIONS, INC.
LPL ENTERPRISE, LLC
KEY INVESTMENT SERVICES LLC
WESTCOTT INVESTMENT ADVISORS LLC
HORACE MANN INVESTORS, INC.
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK

Other Investors

RYAN P BOUCHARD
WILLIAM MARTIN GILMORE
Daniel Charles Massucci
Daniel Peter DiClementi
TOMASZ EDWARD KOSEK
BENJAMIN R TOMCZAK
BRUCE GIGUERE
Owen M Doremus

Other Offices

FCIG WEALTH MANAGEMENT, LLC · PLAINFIELD, CT
OSAIC INSTITUTIONS, INC. · Plainfield, CT
LPL ENTERPRISE, LLC · BROOKLYN, CT
KEY INVESTMENT SERVICES LLC · Danielson, CT
WESTCOTT INVESTMENT ADVISORS LLC · DANIELSON, CT
HORACE MANN INVESTORS, INC. · Killingly, CT
MML INVESTORS SERVICES, LLC · JEWETT CITY, CT
OSAIC INSTITUTIONS, INC. · DAYVILLE, CT

More in Plainfield, CT

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