Mark Allen Davidson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 07/2019
  Citizens Securities, Inc.
  Oneida, NY
• 07/2019 → 07/2025
  Cadaret Grant & Co., Inc.
  Canajoharie, NY
• 07/2025 → Present
  Lpl Financial Llc
  Canajoharie, NY

Previous Registrations

• 2019-08-02 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Little Falls, NY
  Palatine Bridge, NY
  Clinton, NY
  Canajoharie, NY
  Syracuse, NY
  Syracuse, NY
  Latham, NY
• 2015-08-14 → 2019-07-30
  Citizens Securities, Inc.
  Johnstown, NY
  Amsterdam, NY
  Schenectady, NY
  Schenectady, NY
  Albany, NY
  Albany, NY
  Albany, NY
  Niskayuna, NY
  Herkimer, NY
  Utica, NY
  Oneida, NY
  Whitesboro, NY
  Johnstown, NY
  Amsterdam, NY
• 2009-05-14 → 2015-06-30
  M&T Securities, Inc.
  New Hartford, NY
  Utica, NY
  Utica, NY
  Rochester, NY
  Syracuse, NY
  Newport, NY
  Syracuse, NY
  Ilion, NY
  Frankfort, NY
  Syracuse, NY
  Little Falls, NY
  Dolgeville, NY
  North Herkimer, NY
  Herkimer, NY
  Newport, NY
  Whitesboro, NY
  Newport, NY
  Utica, NY
  Cheektowaga, NY

Other Businesses

1. 07/2025 - Trinity Wealth Management LLC - Non-Variable Insurance - Canajoharie, NY - NOT INV REL - Start Date 07/30/2019 - 50hrs/mth | 32hrs during trading 2. 07/2025 - Arkell Museum and Library - Non-Profit Board Member - Canajoharie, NY - NOT INV REL - Start Date 12/31/2022 - 3hrs/mth | 0hrs during trading 3. 07/2025 - Boy Scouts of America - Non-profit volunteer (not on board) - Canajoharie, NY - NOT INV REL - Start Date 01/01/2021 - 10hrs/mth | 0hrs during trading 4. 07/2025 - Trinity Wealth Management LLC - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - INV REL - Start Date 07/26/2019 - 50hrs/mth | 32hrs during trading 5. 12/15/2025 - Sage Financial Associates - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 50 hours per month/ 32 hours during trading 6. 12/15/2025 - Trinity Tax Services LLC - Tax Prep/Accounting/CPA - Part Owner - Investment Related - At Reported Business Location(s) - Start Date 04/16/2021 - 0 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-06
• S63 Uniform Securities Agent State Law Examination
  2004-03-12