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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2012-03-14 |
Branch Locations
42197 Ann Arbor Rd E, Plymouth, MI 48170-4370 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Plymouth | MI | 12/2011 | Present |
1. 5/5/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 05/04/2017 - 1 Hour Per Month. 2. 3/16/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Agent - Start Date 04/01/2018 - Hours Per Month During Securities Trading - 5 Hours Per Month/0 Hours During Securities Trading. 3. 05/21/2019 - Dee's Pizza pad LLC - Not investment related - 2100 E. Greenwood Rd Prescott Mi 48756 - Business Owner - start date:06/03/2019 - 10 hrs/mo - 0 hrs during trading. 4. 10/18/2021 - SGJ Properties - Investment Related - Prescott MI 48756 - Real Estate Rental - Start Date: 06/28/2021 - 5 Hours Per Month/5 Hours During Securities Trading - Rental house. 5. 03/25/2026 - SGJ Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Canton, MI - Start Date 01/01/2026 - 40 hours per month/ 8 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-19 |
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