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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-15
CA RA APPROVED 2025-07-22
  • TX RA
    APPROVED
    Since 2026-01-15
  • CA RA
    APPROVED
    Since 2025-07-22

Branch Locations

3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Orange CA 07/2008 09/2021
Morgan Stanley Long Beach CA 04/2022 09/2022
Unemployed Stanton CA 09/2021 04/2022
Commonwealth Financial Network Waltham MA 09/2023 11/2023
Unemployed Stanton CA 09/2022 09/2023
Unemployed Stanton CA 11/2023 12/2023
Private Client Services Seal Beach CA 12/2023 07/2025
Wells Fargo Clearing Services, Llc Seal Beach CA 07/2025 Present
Previous Registrations
  • 2023-09-29 → 2023-11-14
    Anaheim Hills, CA
  • 2022-04-13 → 2022-09-30
    Long Beach, CA
  • 2008-07-15 → 2021-09-24
    Santa Ana, CA
    Orange, CA
  • 2007-04-02 → 2008-06-23
    Morgan Stanley & Co. Llc
    Santa Ana, CA
  • 2007-03-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Santa Ana, CA
  • 2004-03-15 → 2007-03-02
    Ameriprise Advisor Services, Inc.
    Irvine, CA
    Irvine, CA
Other Businesses

1) Beth Bandit Books LLC. 7108 Katella Avenue, #477, Stanton, CA 90680. Publishing company publishing books not related to financial services industry. Also provides part-time virtual administrative services to Marah Fineberg-Kuck DBA Fineberg Financial Management on a 1099 basis. I am the sole member of the LLC. 80 hrs/mo; 80 during trading hrs.| BETH BANDIT BOOKS LLC; INV RELATED; STANTON,CA; SELF PUBLISH AND SELL BOOKS ;100% OWNERSHIP; START DATE: 01/03/2022; 16 HRS PER MONTH; 0 HRS DURING TRADING;| RENT TO KILL, A HARBOR OF RESENTMENT, THE CRYING PLACE AND THE GLASS-STAINED PATH - AUTHOR; NOT INV RELATED; STANTON,CA; BOOKS;-AUTHOR; START DATE: 01/03/2022; 16 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-09
S63 Uniform Securities Agent State Law Examination 2003-07-07
  • S65 Uniform Investment Adviser Law Examination
    2003-12-09
  • S63 Uniform Securities Agent State Law Examination
    2003-07-07
Other Names
  • Johnna Marie Iantorno
  • Johnna Iantorno
  • Johnna M Iantorno

View on SEC IAPD

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