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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-01-27
TX RA APPROVED 2025-01-27
  • PA RA
    APPROVED
    Since 2025-01-27
  • TX RA
    APPROVED
    Since 2025-01-27

Branch Locations

214 Front Street, Clarks Summit, PA 18411 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

214 Front Street, Clarks Summit, PA 18411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stockdale Financial Group Clarks Summit PA 10/2022 Present
Sporcic Family Clarks Summit PA 03/2013 Present
Self-Employed Clarks Summit PA 04/2017 12/2017
Sagepoint Financial, Inc. Clarks Summit PA 12/2022 09/2023
Osaic Wealth, Inc. Clarks Summit PA 09/2023 01/2025
Lpl Financial, Llc Clarks Summit PA 01/2025 Present
  • 10/2022 → Present
    Stockdale Financial Group
    Clarks Summit, PA
  • 03/2013 → Present
    Sporcic Family
    Clarks Summit, PA
  • 04/2017 → 12/2017
    Self-Employed
    Clarks Summit, PA
  • 12/2022 → 09/2023
    Sagepoint Financial, Inc.
    Clarks Summit, PA
  • 09/2023 → 01/2025
    Clarks Summit, PA
  • 01/2025 → Present
    Clarks Summit, PA
Previous Registrations
  • 2023-09-01 → 2025-01-29
    Clarks Summit, PA
  • 2023-04-18 → 2023-09-01
    Osaic Services, Inc.
    Clarks Summit, PA
Other Businesses

1)01/06/2025 - Stockdale Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/06/2025 - Laura Sporcic NVI - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) 3)01/06/2025 - Morris and Teeple, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-17
  • S66 Uniform Combined State Law Examination
    2023-04-17
Other Names
  • Laura Dewalt Sporcic
  • Laura Dewalt
  • Laura Marie Dewalt
  • Laura Marie Sporcic

View on SEC IAPD

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