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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-01-02 |
Branch Locations
Pine Mountain Club, CA • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2005-06-20 |
Branch Locations
24907 Avenue Tibbitts Suite B, 2Nd Floor, Valencia, CA 91355 • United States
Pine Mountain Club, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel, Fisher & Company Financial Services, Inc. | Pine Mountain Club | CA | 03/2003 | Present |
| Bfc Planning, Inc. | Pine Mountain Club | CA | 01/2019 | Present |
1.1ST LIBERTY FINANCIAL-N-PINE MOUNTAIN CLUB, CA-INSURANCE-PRESIDENT-05/2004-10-2-SELL LIFE/LTC/DI and some Health and supplemental (AFLAC) Insurance to clients 2.1ST LIBERTY FINANCIAL SECURITIES-Y-PINE MOUNTAIN CLUB, UT-SECURITIES-PRESIDENT-03/2002-160-160-BUSINESS NAME UNDER WHICH SECURITIES BUSINESS IS CONDUCTED 3.1ST LIBERTY FINANCIAL BUSINESS CONSULTANT-N-PINE MOUNTAIN CLUB, CA-BUSINESS CONSULTANT/TRAINER-PRESIDENT-05/1999-10-2-PROVIDE TRAINING, CONSULTING AND WORKSHOPS RELATED TO SERVICE SKILLS, BUSINESS BUDGETING AND PLANNING 4.Lois E Gough Lopez-FITNESS CONSULTANT-N-PINE MOUNTAIN CLUB, CA-FITNESS CONSULTANT-TRAINER-06/1985-10-2-PROVIDE INDIVIDUAL AND GROUP FITNESS TRAINING AND CLASSES 5.Sunset d'Silva-N-Pine Mountain Club, CA-Story Teller-Writer/Author-12/2016-5-0-Stories for publication, contests and audio publication. Mostly fictional work. 6.Insurance Sales-N-Pine Mountain Club, CA-Insurance sales-Independent Agent-11/2018-1-0-Life, Health, LTC and Disability insurance sales. 7. Lois Lopez- N- Pine Mountain Club, CA- PhotoArt- Sole Proprietor- 09/2024- 10- 0- Selling artwork through an online storefront.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-06 |
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