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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Irvine | CA | 12/2021 | 08/2023 |
| Strategic Advisers | Palm Desert | CA | 11/2002 | 08/2023 |
| Alpha Cubed Investments, Llc | Irvine | CA | 08/2023 | 01/2025 |
| Fidelity Investments | Irvine | CA | 10/2015 | 09/2018 |
| Fidelity Investments | Irvine- | CA | 10/2018 | 12/2021 |
| Alpha Cubed Investments, Llc | Irvine | CA | 01/2025 | 09/2025 |
| Mariner | Overland Park | KS | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-22 |
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