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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| KS | RA | APPROVED | 2020-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Topeka | KS | 01/2005 | Present |
| Raymond James Financial Services Advisors, Inc | Topeka | KS | 01/2009 | Present |
| Capital Federal | Topeka | KS | 12/2004 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 08/2020 | Present |
| Cetera Investment Advisers Llc | Topeka | KS | 08/2020 | Present |
| Corefirst Bank | Topeka | KS | 08/2020 | Present |
1. BOARD MEMBER FOR TOPEKA CIVIC THEATRE, ATTEND QUARTERLY BOARD MEETING AND FUNCTIONS AT THE THEATER, 2/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-20 |
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