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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-21
KY RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • FL RA
    APPROVED
    Since 2024-08-21
  • KY RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

102 E Wayne St., Glasgow, KY 42141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilliard Lyons Glasgow KY 06/1998 Present
J.J.B. Hilliard, W.L. Lyons, Inc. Glasgow KY 06/1998 Present
Robert W. Baird & Co. Incorporated Glasgow KY 10/2019 Present
  • 06/1998 → Present
    Hilliard Lyons
    Glasgow, KY
  • 06/1998 → Present
    J.J.B. Hilliard, W.L. Lyons, Inc.
    Glasgow, KY
  • 10/2019 → Present
    Glasgow, KY
Previous Registrations
  • 2004-01-13 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Glasgow, KY
    Glasgow, KY
Other Businesses

CROSSROADS LIFE CENTER, INVEST-RELATED, BOARD MEMBER FOR NON-PROFIT CHRISTIAN CENTER, 1 HR/MONTH TOTAL AND MAYBE DURING TRADING HRS, DUTIES INCLUDE MONITORING ACCOUNT AND MAKE SUGGESTIONS THAT ARE EITHER APPROVED OR REJECTED BY A BOARD VOTE. GLASGOW EDCATION FOUNDATION, DIRECTOR/BOARD MEMBER,TREASURE, FOUNDATION AWARDS SCHOLARSHIPS TO TEACHERS AND STUDENTS AT GLASGOW INDEPENDENT SCHOOL SYSTEM, 711 SOUTH L ROGER WELLS BLVD., GLASGOW, KY, 42141, 02/04/2000, START DATE 02/04/2000, 1 HR/MO, 0 HRS/MO TRADING. Name/Address: DSB, LLC, 102 E Wayne St, Glasgow KY 42141 Start date: 6/1/04 Hours spent: 0 Hours spent during trading Hours: 0 Role/Responsibility: We collect rent Not investment related. Name/Address: Baysinger Brothers, LLC, 3008 Divet Drive, Burlington KY 41005 Start date: 4/1/2021 Hours spent: 0-2/month Hours spent during trading Hours: 0 Role/Responsibility: LLC owner/member; Rental Property Not investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-11-10
  • S63 Uniform Securities Agent State Law Examination
    1998-11-10

View on SEC IAPD

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