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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-07-10 |
| FL | RA | APPROVED | 2021-01-05 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
102 E Wayne St., Glasgow, KY 42141 • United States
Liberty, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Glasgow | KY | 01/1990 | Present |
| Robert W. Baird & Co. Incorporated | Glasgow | KY | 10/2019 | Present |
DSB LLC, NON-INVEST RELATED, REAL ESTATE LLC, PARTNER, 1 HR/MONTH WITH 0 HRS/MONTH DURING TRADING HRS, DUTIES INCLUDE PREPARING DOCUMENTS FOR K-1 PREPARATION. FIDUCIARY FOR DAUGHTERS TRUST, START DATE 06/14/2010,1 HR/MO, 1 HR/MO TRADING. Trust for granddaughter, 1 hr/mo, 0 hrs/trading, start date 03/25/2019. Name/Address: Foutch Farms, LLC 1188 Liberty Hill Road Liberty TN 37095 Start Date: 2/8/22 Hours Spent: 0-6 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner/Member; Family Farm Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-04 |
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