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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-28 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Glasgow | KY | 07/1992 | Present |
| Robert W. Baird & Co. Incorporated | Glasgow | KY | 10/2019 | Present |
1) KENTUCKY TAX EXCHANGE, LLC, STATE DATE 01/01/2006, P.O. BOX GLASGOW, KY 42142 MEMBER, MAKE DEPOSITS, SIGN CHECKS, EXECUTE WIRES, THE LLC ACTS AS A QUALIFIED INTERMEDIARY (qi) WHICH GIVES NO LEGAL OR TAX ADVICE ON VALIDITY OF EXCHANGE, 1 HR/MO, 1 HR/MO TRADING. Name/Address: DSB LLC 910 South Green Street Glasgow, KY 42141 Start date: 12/27/99 Hours spent: 0-2 hours/month Hours spent during trading hours: Zero Role/Responsibility: Owner/Proprietor, Landlord Non Investment-related Name/Address: Rotary Scout Reservation Foundation 102 East Public Square Glasgow KY 42141 Start Date: 4/16/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment/Finance Committee Investment Related Name/Address: G Club 307 country club estates glasgow KY 42141 Start Date: 5/15/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-29 |
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