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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-28
KY RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • FL RA
    APPROVED
    Since 2026-08-28
  • KY RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

102 E Wayne St., Glasgow, KY 42141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Glasgow KY 07/1992 Present
Robert W. Baird & Co. Incorporated Glasgow KY 10/2019 Present
Previous Registrations
  • 2004-01-07 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Glasgow, KY
    Glasgow, KY
Other Businesses

1) KENTUCKY TAX EXCHANGE, LLC, STATE DATE 01/01/2006, P.O. BOX GLASGOW, KY 42142 MEMBER, MAKE DEPOSITS, SIGN CHECKS, EXECUTE WIRES, THE LLC ACTS AS A QUALIFIED INTERMEDIARY (qi) WHICH GIVES NO LEGAL OR TAX ADVICE ON VALIDITY OF EXCHANGE, 1 HR/MO, 1 HR/MO TRADING. Name/Address: DSB LLC 910 South Green Street Glasgow, KY 42141 Start date: 12/27/99 Hours spent: 0-2 hours/month Hours spent during trading hours: Zero Role/Responsibility: Owner/Proprietor, Landlord Non Investment-related Name/Address: Rotary Scout Reservation Foundation 102 East Public Square Glasgow KY 42141 Start Date: 4/16/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment/Finance Committee Investment Related Name/Address: G Club 307 country club estates glasgow KY 42141 Start Date: 5/15/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-04
S63 Uniform Securities Agent State Law Examination 1992-10-29
  • S65 Uniform Investment Adviser Law Examination
    2004-02-04
  • S63 Uniform Securities Agent State Law Examination
    1992-10-29
Other Names
  • Sam Dickinson

View on SEC IAPD

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