Thomas M Houchens

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 08/2020
  Houchens Industries
  Glasgow, KY
• 03/2020 → 05/2022
  Fox Hollow Golf Course
  Glasgow, KY
• 05/2022 → 11/2022
  Robert W. Baird
  Bowling Green, KY
• 11/2022 → Present
  Robert W. Baird
  Glasgow, KY
• 01/2005 → 12/2022
  Student
  Glasgow, KY

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-02-23
• S65 Uniform Investment Adviser Law Examination
  2022-05-06

Designations

• Certified Financial Planner