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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-01-13
  • KY RA
    APPROVED
    Since 2023-01-13

Branch Locations

102 E Wayne St., Glasgow, KY 42141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Houchens Industries Glasgow KY 01/2018 08/2020
Fox Hollow Golf Course Glasgow KY 03/2020 05/2022
Robert W. Baird Bowling Green KY 05/2022 11/2022
Robert W. Baird Glasgow KY 11/2022 Present
Student Glasgow KY 01/2005 12/2022
  • 01/2018 → 08/2020
    Houchens Industries
    Glasgow, KY
  • 03/2020 → 05/2022
    Fox Hollow Golf Course
    Glasgow, KY
  • 05/2022 → 11/2022
    Robert W. Baird
    Bowling Green, KY
  • 11/2022 → Present
    Robert W. Baird
    Glasgow, KY
  • 01/2005 → 12/2022
    Student
    Glasgow, KY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-02-23
S65 Uniform Investment Adviser Law Examination 2022-05-06
  • S63 Uniform Securities Agent State Law Examination
    2023-02-23
  • S65 Uniform Investment Adviser Law Examination
    2022-05-06
Designations

View on SEC IAPD

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