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301 South Broadway, Glasgow, KY 42141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Glasgow | KY | 07/2011 | Present |
| Lockshield Partners, Inc. | Glasgow | KY | 04/2015 | Present |
| Harston Properties, Llc | Glasgow | KY | 09/2012 | Present |
| Wildcat Duck Club, Llc | Leola | AR | 09/2012 | Present |
(1) 11/29/2012: HARSTON PROPERTIES, LLC - INV REL - 124 ELM STREET, WEINER, AR 72479 - REAL ESTATE RENTAL - 1% OF TIME SPENT - CO-OWNER (2) 12/04/2012: WILDCAT DUCK CLUB, LLC - NOT INV REL - HUNTING CLUB - 1% OF TIME SPENT - OWNER: I OPERATE A SMALL DUCK HUNTING CLUB IN ARKANSAS (3) 1/2020: BG EAST LITTLE LEAGUE - NOT INV REL - BOARD MEMBER - 1% TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-11 |
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