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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2018-01-29
CO RA APPROVED 2017-03-01
  • WY RA
    APPROVED
    Since 2018-01-29
  • CO RA
    APPROVED
    Since 2017-03-01

Branch Locations

600 Grant Street Ste 304, Denver, CO 80203 • United States

409 E Bradley St Ste #2, Laramie, WY 82072-3103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual/United Of Omaha Ins. Co. Laramie WY 11/1993 Present
Mutual Of Omaha Investor Services, Inc. Greeley CO 11/1993 Present
Other Businesses

ALBANY INSURANCE AGENCY, INSURANCE SALES 100% OF TIME SPENT WITH BUSINESS DURING NORMAL BUSINESS HOURS BUSINESS USED STRICTLY FOR TAX PURPOSES P&H ENTERPRISES, LLC, 409 BRADLEY, LARAMIE, WY 82072, RENTAL PROPERTY, OWNER, STARTED 12/6/99, DEVOTES 2 HOURS MONTHLY , RECEIVES $0.00 COMMISSION. FOOTBALL OFFICIATING 9/7/05 $50-100/GAME ABOUT 28 HR/MO. Softball official. $40-75 per game. Board member, Developemental Preschool and Daycare Center, voluntary, no pay. Board Chair, Greater Wyoming BBBS (youth services) receive no benefit or commission. Life, health & annuity sales since 1993. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-27
S63 Uniform Securities Agent State Law Examination 1998-09-17
  • S65 Uniform Investment Adviser Law Examination
    2017-02-27
  • S63 Uniform Securities Agent State Law Examination
    1998-09-17

View on SEC IAPD

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