Thomas Stuart Karp

Current Employers

Employment History

• 01/2001 → Present
  S Corp, Karp Financial Advisors, Inc.
  St. Paul, MN
• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  St Paul, MN

Previous Registrations

• 2017-03-03 → 2023-09-01
  Osaic Services, Inc.
  St Paul, MN

Other Businesses

1. ENCAMPMENT FOREST ASSOCIATION (EFA) POSITION: Member, Finance Committee NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/17/2018 ADDRESS: PO BOX 1201, Hudson WI 54016, United States DESCRIPTION: I serve as a committee member on the finance committee for the EFA. Annually we work on EFA budgets for upcoming years to fund EFA operations. This is a private, personal activity. No control over funds or securities are involved. 2. KARP FINANCIAL ADVISORS, INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2000 ADDRESS: 400 West Selby Avenue, Suite P, Saint Paul MN 55102, United States DESCRIPTION: If a client has a need for life insurance I shop various vendors to find them a Term Life Insurance product that fits their situation, I aid them in completing the application and act as a go between between them and the Term Life product provider. Fixed annuities are for those clients who are not interested in equity securities but instead want a fixed return for a given period of time. If this product is deemed appropriate for the client my role is similiar to that stated above for term life. 3. KARP FINANCIAL ADVISORS, INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2005 ADDRESS: 400 West Selby Avenue, Suite P St. Paul, MN 55102, Saint Paul MN 55102, United States DESCRIPTION: Tax Preparation

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-27
• S63 Uniform Securities Agent State Law Examination
  1998-08-27

Designations