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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-07-11 |
Branch Locations
4601 Dtc Boulevard, Suite 600, Denver, CO 80237 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Thornton | CO | 04/2007 | 06/2022 |
| Charles Schwab Bank | Lone Tree | CO | 04/2008 | 01/2019 |
| Charles Schwab Trust Bank | Thornton | CO | 01/2019 | 06/2022 |
| Charles Schwab Investment Advisory, Inc. | Thornton | CO | 01/2020 | 06/2022 |
| Bluerock Capital Markets, Llc | Newport Beach | CA | 07/2022 | 10/2023 |
| Hightower | Chicago | IL | 10/2023 | Present |
1. RENTAL PROPERTY/CONDO, DENVER, CO., 11/27/2013. REAL ESTATE/PROPERTY MANAGEMENT, INVESTMENT RELATED. PARTNER WITH WIFE. AS LANDLORDS FOR THIS RENTAL PROPERTY WE PURCHASED, WILL EITHER PERFORM OR HIRE/FIND ROUTINE MAINTENANCE AND SERVICES THAT ARE NEEDED ON PROPERTY. LESS THAN 20 HOURS PER MONTH. 2. LITTLE WHITE SHADOW, LLC., DENVER, CO., 03/04/2022. PARTNERSHIP FOR A SHORT TERM RENTAL PROPERTY, INVESTMENT RELATED. LESS THAN FIVE HOURS PER MONTH. ZERO DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-09 |
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