Meagan Nicole Phelps

Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Madison Avenue Securities, Inc
  San Diego, CA
• 09/2009 → Present
  Empress Investment Group
  Los Angeles, CA
• 01/2012 → Present
  Empress Tax Solutions, Llc Dba Westside Tax Solutions
  Los Angeles, CA

Previous Registrations

• 2002-06-28 → 2003-03-13
  Independent Capital Management
  Camarillo, CA

Other Businesses

1). NAME OF BUSINESS: EMPRESS INVESTMENT GROUP POSITION: OWNER (ACTIVE) NATURE: FINANCIAL ADVISORY PRACTICE INVOLVING SECURITIES AND INSURANCE. INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: START DATE: 09/01/2009 ADDRESS: 321 N. LARCHMONT BLVD. SUITE 800, LOS ANGELES, CA 90004 DESCRIPTION: Wealth management, insurance and investment advisory services. Comprehensive financial planning. 2). NAME OF BUSINESS: EMPRESS TAX SOLUTIONS, LLC DBA WESTSIDE TAX SOLUTIONS POSITION: OWNER (ACTIVE) NATURE: TAX PREPARATION AND PLANNING SERVICES INVESTMENT RELATED: NO NUMBER OF HOURS: 40 HOURS PER YEAR, INVESTMENT RELATED HOURS: 1 START DATE: 01/26/2012 ADDRESS: 321 N. LARCHMONT BLVD. SUITE 800, LOS ANGELES, CA 90004 DESCRIPTION: I WILL BE MANAGING THE TAX PRACTICE, HOWEVER NOT PREPARING RETURNS. 3).NAME OF BUSINESS: MEAGAN PHELPS POSITION: CONSULTANT NATURE: REFERRALS TO MORTGAGE BROKERS INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 05/01/2011 ADDRESS: 321 N. LARCHMONT BLVD. SUITE 800, LOS ANGELES, CA 90004 DESCRIPTION: I REFER CLIENTS THAT ARE LOOKING TO REFINANCE TO A MORTGAGE BROKER. IF THE CLIENT AND BROKER WORK TOGETHER, I AM COMPENSATED FOR REFERRING THAT INDIVIDUAL. STANDARD REFERRAL FEE. 4). 05/2007 INDEPENDENT LICENSED REAL ESTATE AGENT; RENTAL PROPERTIES INVESTOR/OWNER; 5% OF TIME; INVESTMENT RELATED; FROM BUSINESS ADDRESS: 321 N. LARCHMONT BLVD. SUITE 800, LOS ANGELES, CA 90004. 5). NAME:MCQUEEN LEASING, LLC; INV RELATED:NO; ADDRESS:; NATURE:LEASE VEHICLES TO EIG EMPLOYEES; POSITION:OFFICER/OWNER (LESS THAN 20%); START DATE:2015; HOURS/MONTH:0; TRADING HOURS/MONTH:0; DUTIES: N/A. 6). NAME:MNP ENTERPRISES; INV RELATED:NO; ADDRESS:; NATURE:PAYS FOR MARKETING & BUSINESS DEVELOPMENT OF EIG; POSITION:OWNER; START DATE:2015; HOURS/MONTH:15 OR SO; TRADING HOURS/MONTH:YES AND NO (BOTH); DUTIES:CONSULTANT. 7). NAME: CITADEL LAW OFFICES ESTATE PLANNING: INV RELATED:NO; NATURE:REFER CLIENTS FOR ESTATE PLANNING PURPOSES; START DATE:2009; HOURS/MONTH: LESS THAN 1, AS NEEDED; TRADING HOURS/MONTH:0. 8). NAME: ENCORE ESTATE; INVESTMENT RELATED: NO; POSITION: FINANCIAL PLANNER; DUTIES: COLLECT DATA FROM CLIENTS, ENTER INTO PORTAL, WORK WITH ENCORE ESTATE TO MAKE REVISION AS NEEDED, REVIEW VARIOUS TYPES OF ESTATE PLANS, DELIVER PLANS TO CLIENTS; HOURS PER WEEK: 1-5 HOURS; START DATE: 03/2024. 9.) NAME: WEALTH.COM; INVESTMENT RELATED: NO; ADDRESS: 51 W 3RD ST #110, TEMPE, AZ 85281; NATURE OF THE BUSINESS: ESTATE PLANNING SERVICE; POSITION: WE PAY THEM $5K PER YEAR SUBSCRIPTION AND WE GET TO USE IT TO BUILD 50 ESTATE PLANNING DOCUMENTS; HOURS PER WEEK: 1-5 HOURS (ME), 1-10 HOURS (EIG TEAM); START DATE: 10/30/2025. 10.) NAME: BIG SKY MNP LLC; INVESTMENT RELATED: NO; ADDRESS: 71 SUSSEX DR., KALLISPELL, MT 59901; NATURE OF THE BUSINESS: REAL ESTATE; POSITION; OWNER; HOURS PER WEEK: LESS THAN 1 HOUR; START DATE: 06/2022

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-22
• S63 Uniform Securities Agent State Law Examination
  1999-11-22

Designations

• Certified Financial Planner