Timothy Owings Waters

Current Employers

Employment History

• 08/2015 → 09/2019
  Summit Brokerage Services
  Denver, CO
• 10/2015 → 02/2020
  Cetera Investment Advisers Llc
  Denver, CO
• 10/2015 → 02/2020
  Summit Financial Group Inc
  Denver, CO
• 02/2016 → Present
  Triumph Capital Management
  Denver, CO
• 09/2019 → 02/2020
  Cetera Advisor Networks Llc
  Denver, CO

Previous Registrations

• 2015-10-06 → 2020-02-10
  Cetera Investment Advisers Llc
  Denver, CO
• 2015-10-30 → 2020-02-10
  Summit Financial Group Inc
  Denver, CO
• 2012-08-10 → 2015-11-13
  J P Turner & Company Capital Management, Llc
  Denver, CO
• 2009-01-02 → 2012-08-14
  Raymond James Financial Services Advisors, Inc
  Denver, CO
• 2008-08-01 → 2009-01-02
  Raymond James Financial Services, Inc.
  Denver, CO
• 2007-01-10 → 2008-08-01
  Equitable Advisors, Llc
  Lakewood, CO
• 2006-08-12 → 2007-01-11
  Bancwest Investment Services, Inc.
  Denver, CO
  Denver, CO
• 2006-04-24 → 2006-08-12
  Invest Financial Corporation
  Denver, CO

Other Businesses

(1) Triumph Capital, LLC. Since 02/2020. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Insurance agent. Fixed and Long Term Care Insurance sales offered through the agency Triumph Capital, LLC. Educate and put in place insurance policies that coincide with client financial plans, goals, objectives, and insurance needs. Less than 5 hours per month spent on this activity. (2) Waters Financial Group, LLC. Since 09/2015. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Not investment related. Owner - LLC created for tax planning and bill paying. 0 hours spent on this activity per month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-04-21
• S63 Uniform Securities Agent State Law Examination
  2000-03-16