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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-09-08 |
| PA | RA | APPROVED | 2014-08-26 |
Branch Locations
5 E Germantown Pike, Plymouth Meeting, PA 19462-1539 • United States
Langhorne, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Plymouth Meeting | PA | 08/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Plymouth Meeting | PA | 03/2020 | Present |
Independent Insurance Brokering; Guardian Life; 06/23/2020; Universal Life. Outside Employment; Eyecontrols; Technical Analyst -; small private biometric company that does Iris Recognition . I will be looking once a month at their monthly mis matches to try and determine why there are false readings. This will be done in the evening. About 3 hours work per month. Totally unrelated to Financial Advisor activity.; 4833 Bethesda AvenueSuite 300Bethesda MD. 20814, ,; Not Investment-Related; 04/03/2017; 1 to 9 hours per month; 0 during trading hours / Ashford Wealth Advisor, LLC; Employee; Manage advisory business; 5 East Germantown Pike, , Plymouth Meeting, PA, 19462; Investment-Related; 12/02/2016; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-20 |
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