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Chad Edward Hoffman

Wcm Investment Management

Clayton, MO

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Current Employers
Wcm Investment Management

281 Brooks Street, Laguna Beach, CA 92651-2974 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-03-24
  • MO RA
    APPROVED
    Since 2020-03-24

Branch Locations

7800 Forsyth Blvd. Suite 150, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kennedy Capital Management, Inc. St Louis MO 05/2012 11/2018
Wcm Investment Management Laguna Beach CA 11/2018 Present
  • 05/2012 → 11/2018
    Kennedy Capital Management, Inc.
    St Louis, MO
  • 11/2018 → Present
    Wcm Investment Management
    Laguna Beach, CA
Previous Registrations
  • 2012-05-31 → 2018-12-27
    Kennedy Capital Management
    St. Louis, MO
  • 2001-03-12 → 2012-05-14
    Missouri Valley Partners, Inc.
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-23
S63 Uniform Securities Agent State Law Examination 1999-03-08
  • S65 Uniform Investment Adviser Law Examination
    2001-02-23
  • S63 Uniform Securities Agent State Law Examination
    1999-03-08

View on SEC IAPD

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FOCUS PARTNERS WEALTH, LLC
BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Other Investors

TIMOTHY PAUL HASARA
MARGARET MARY FRIEDHOFF
Tyler Allen Bubolz
Taylor Ann Willhalm
DAVID STUART WEISS
PATRICK CRAWLEY
CHET STEVEN EISENMAYER
Matthew Douglas Schulte

Other Offices

SINNET CAPITAL MANAGEMENT, LLC · CLAYTON, MO
PARKSIDE ADVISORS LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · ST. LOUIS, MO
SIXTHIRTY VENTURES · CLAYTON, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO
FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO
FOCUS PARTNERS WEALTH, LLC · CLAYTON, MO

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