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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Fulleton | CA | 01/1999 | 02/2023 |
| Raymond James Financial Services Advisors Inc. | Fullerton | CA | 11/2019 | 02/2023 |
| Wc Walker & Associates, Inc./Raymond James Financial Services | Fullerton | CA | 05/1998 | 02/2023 |
| Wc Walker & Associates, Inc. | Fullerton | CA | 09/1998 | 02/2023 |
| Mariner Wealth Advisors | Overland Park | KS | 02/2023 | Present |
Certified Divorce Financial Analysis (CDFA); Fullerton, CA, Not investment related, Start date; 9/16/2024, 3 hours per month, 3 hour during trading hours, Providing divorce financial analysis to individuals and couples seeking divorce.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-01 |
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