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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-01-02 |
Branch Locations
101 East Main Street, Mount Sterling, IL 62353 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brown County State Bank | Mt. Sterling | IL | 10/1997 | 07/2019 |
| Raymond James Financial Services | Mt Sterling | IL | 02/2007 | Present |
| John Wood Community College | Quincy | IL | 04/2007 | 09/2018 |
| Brown County Development Corporation | Mount Sterling | IL | 04/2007 | Present |
| Brown County Little League | Mount Sterling | IL | 04/2007 | Present |
| Community Foundation Of The Quincy Area | Quincy | IL | 04/2007 | 11/2020 |
| Raymond James Financial Services Advisors, Inc | Sterling | IL | 01/2009 | Present |
| Brown County State Bank | Mount Sterling | IL | 02/2009 | 07/2019 |
| Donaldson Capital Llc | Mount Sterling | IL | 04/2013 | Present |
| Community Foundation | Quincy | IL | 04/2007 | Present |
| United Wealth | Mount Sterling | IL | 01/2022 | Present |
| United Community Bancorp | Mount Sterling | IL | 05/2012 | Present |
(1)Name of Business: Donaldson Capital Llc Address: 1176 1025N Ave, Mount Sterling, IL, 62353, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/03/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Real Estate acquisition and enhancement and Building properties for rental (2)Name of Business: United Community Bancorp Address: 101 East Main St, Mount Sterling, IL, 62353, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - President Investment Related: Yes Start Date: 05/11/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: President of Wealth Management & Market President (3)Name of Business: United Community Bank Address: 101 East Main Street, Mount Sterling, IL, 62353, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board, Officer - President, Committee Member Investment Related: Yes Start Date: 02/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Dual employee with the bank, promoted to the board, no discretion over investments, CFO handles those items. (4)Name of Business: United Wealth Address: 101 East Main Street, Mount Sterling, IL, 62353, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee, Other Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 81+ Description of duties: This would be a DBA for our normal bank operations of Raymond James. There would really be no change to the any of the operations, employees, or offerings rather just branding the name for our Wealth Management Operations. I am an Advisor (51h2), but also Branch Manager but for the Bank I am President of Wealth Management and Market President.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-22 |
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