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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-01-02
  • IL RA
    APPROVED
    Since 2009-01-02

Branch Locations

101 East Main Street, Mount Sterling, IL 62353 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown County State Bank Mt. Sterling IL 10/1997 07/2019
Raymond James Financial Services Mt Sterling IL 02/2007 Present
John Wood Community College Quincy IL 04/2007 09/2018
Brown County Development Corporation Mount Sterling IL 04/2007 Present
Brown County Little League Mount Sterling IL 04/2007 Present
Community Foundation Of The Quincy Area Quincy IL 04/2007 11/2020
Raymond James Financial Services Advisors, Inc Sterling IL 01/2009 Present
Brown County State Bank Mount Sterling IL 02/2009 07/2019
Donaldson Capital Llc Mount Sterling IL 04/2013 Present
Community Foundation Quincy IL 04/2007 Present
United Wealth Mount Sterling IL 01/2022 Present
United Community Bancorp Mount Sterling IL 05/2012 Present
  • 10/1997 → 07/2019
    Brown County State Bank
    Mt. Sterling, IL
  • 02/2007 → Present
    Raymond James Financial Services
    Mt Sterling, IL
  • 04/2007 → 09/2018
    John Wood Community College
    Quincy, IL
  • 04/2007 → Present
    Brown County Development Corporation
    Mount Sterling, IL
  • 04/2007 → Present
    Brown County Little League
    Mount Sterling, IL
  • 04/2007 → 11/2020
    Community Foundation Of The Quincy Area
    Quincy, IL
  • 01/2009 → Present
    Sterling, IL
  • 02/2009 → 07/2019
    Brown County State Bank
    Mount Sterling, IL
  • 04/2013 → Present
    Donaldson Capital Llc
    Mount Sterling, IL
  • 04/2007 → Present
    Community Foundation
    Quincy, IL
  • 01/2022 → Present
    United Wealth
    Mount Sterling, IL
  • 05/2012 → Present
    United Community Bancorp
    Mount Sterling, IL
Previous Registrations
  • 2006-02-06 → 2007-02-01
    Cetera Investment Services Llc
    Golden, IL
    Mount Sterling, IL
    Mt. Sterling, IL
Other Businesses

(1)Name of Business: Donaldson Capital Llc Address: 1176 1025N Ave, Mount Sterling, IL, 62353, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/03/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Real Estate acquisition and enhancement and Building properties for rental (2)Name of Business: United Community Bancorp Address: 101 East Main St, Mount Sterling, IL, 62353, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - President Investment Related: Yes Start Date: 05/11/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: President of Wealth Management & Market President (3)Name of Business: United Community Bank Address: 101 East Main Street, Mount Sterling, IL, 62353, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board, Officer - President, Committee Member Investment Related: Yes Start Date: 02/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Dual employee with the bank, promoted to the board, no discretion over investments, CFO handles those items. (4)Name of Business: United Wealth Address: 101 East Main Street, Mount Sterling, IL, 62353, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee, Other Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 81+ Description of duties: This would be a DBA for our normal bank operations of Raymond James. There would really be no change to the any of the operations, employees, or offerings rather just branding the name for our Wealth Management Operations. I am an Advisor (51h2), but also Branch Manager but for the Bank I am President of Wealth Management and Market President.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-28
S63 Uniform Securities Agent State Law Examination 1999-12-22
  • S65 Uniform Investment Adviser Law Examination
    2003-04-28
  • S63 Uniform Securities Agent State Law Examination
    1999-12-22

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