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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-07-20 |
| IL | RA | APPROVED | 2026-04-30 |
Branch Locations
400 W Logan Street Suite 2A, Rushville, IL 62681 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Digital Scorebord Llc | Quincy | IL | 01/2015 | 12/2022 |
| Brown County Broadband Coordinator | Mount Sterling | IL | 01/2022 | 12/2022 |
| Hendricker Funeral Home Inc | Mount Sterling | IL | 01/2019 | 02/2024 |
| Hendricker Funeral Home Inc | Mount Sterling | IL | 01/2022 | 02/2024 |
| 1197 Investments Llc | Mount Sterling | IL | 01/2022 | Present |
| Dot Foods Inc | Mount Sterlign | IL | 02/2024 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 09/2025 | Present |
Dot Foods, Inc. No - Dot Foods is a food redistribution company, not investment-related. 1 Dot Way Mt. Sterling, IL 62353 Largest food industry redistributor in North America, providing products and logistics solutions to distributors and foodservice operators. Customer Service Representative (CSR) / Employee Start date of your relationship: 02/2024-Present 160+ hours per month (full-time employment) 160+ hours (full-time, Monday-Friday, standard business hours) Responsible for managing customer accounts, developing business relationships, assisting with product distribution, and providing customer support. Duties are consistent with standard corporate employment. 1197 Investments LLC No - business involves real estate investment and property management. 105 W Chestnut Street Mt. Sterling, IL 62353 Privately held limited liability company engaged in the purchase, renovation, rental, and resale of residential properties. Managing Member/Owner 8/2021- Present 10-15 hours per month 1-2 hours per week (occasional calls, paperwork, or coordination during weekday hours) Oversee property acquisitions, manage renovation projects, market and sell properties, maintain financial records, and coordinate with contractors and tenants as needed. Action Brown County (nonprofit organization) No - nonprofit community development and volunteer organization. Mt. Sterling, IL 62353 Nonprofit community development group focused on economic growth, volunteer initiatives, and improving quality of life in Brown County. Board Member/Volunteer/Non-Paid 01/2025-Present 5-10 hours per month 0-1 hour per month (primarily evenings/weekends) Participate in board meetings, assist with fundraising and community events, provide input on local development projects, and volunteer in various initiatives that support Brown County residents.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-28 |
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