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Current Employers
On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-11-01
IL RA APPROVED 2016-03-02
  • MN RA
    APPROVED
    Since 2022-11-01
  • IL RA
    APPROVED
    Since 2016-03-02

Branch Locations

400 W Logan Street Suite 2A, Rushville, IL 62681 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The O.N. Equity Sales Company Cincinnati OH 03/2016 Present
Ohio National Financial Services Cincinnati OH 09/2013 Present
  • 03/2016 → Present
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 09/2013 → Present
    Ohio National Financial Services
    Cincinnati, OH
Previous Registrations
  • 2013-02-19 → 2016-03-02
    Ssn Advisory, Inc.
    Rushville, IL
  • 2006-03-09 → 2013-02-22
    Concourse Financial Group Securities, Inc.
    Rushville, IL
    Rushville, IL
  • 2004-06-08 → 2006-02-14
    Cetera Investment Services Llc
    Rushville, IL
Other Businesses

1. CORNERSTONE FINANCIAL BENEFITS; NOT INVESTMENT RELATED; 400 W. Logan Street, Suite 2A RUSHVILLE IL 62681; FINANCIAL ADVISORY FIRM; INVESTMENT ADVISOR; AGENT; STARTED 04/2006; INSURANCE AGENCY; sale and service life health and P&C insurance; 10 HRS/Month 62681; 2) Fitness and Community Center; Board Member/President; 03/22/2018-present; 4 hours/month (0 during market hours); Serving as the president of the board of this new 501c(3) Fitness and Community Center in my hometown of Rushville IL. 4) Country Gardens LLC; not investment related; 400 W Logan Street, Suite 2A Rushville IL 62681; Senior Independent Living Apartments; owner; 03/01/2020; 25 hours/mo (20 during security trading hours); Owner/Operator of apartments. Spouse will oversee and manage day to day activities. 5) Schuyler County Economic Commission; not investment related; 220 W Washington St Rushville, IL 62681; Economic Development for Rushville and Schuyler County Illinois; President of Board; 06/01/2022; 3 hours/month ( 2 during security trading hours); help direct goals and objectives with our executive director for the organization 6). OneAmerica Indexed Annuity Care; Yes investment related; One America Square, POB 368, Indianapolis, IN 46206; Agent; 03/01/2023-present; 1 hours/month, 1 hours/month during securities trading hours. sell Indexed Annuity Care product through OneAmerica to my clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-28
S63 Uniform Securities Agent State Law Examination 1991-12-10
  • S65 Uniform Investment Adviser Law Examination
    2003-05-28
  • S63 Uniform Securities Agent State Law Examination
    1991-12-10

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