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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-26
IL RA APPROVED 2017-03-08
  • TX RA
    APPROVED
    Since 2018-07-26
  • IL RA
    APPROVED
    Since 2017-03-08

Branch Locations

116 S. Congress St., Rushville, IL 62681 • United States

1201 Broadway, Quincy, IL 62301 • United States

2201 Wabash Ave., Springfield, IL 62704 • United States

1395 Buchanan Street, Carthage, IL 62321 • United States

101 Collins Street, Mendon, IL 62351 • United States

3333 Broadway Street, Quincy, IL 62301 • United States

500 S. 24Th Street, Quincy, IL 62301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Bankers Trust Company, Na Quincy IL 08/2003 Present
Lpl Financial Llc Quincy IL 07/2011 Present
  • 08/2003 → Present
    First Bankers Trust Company, Na
    Quincy, IL
  • 07/2011 → Present
    Quincy, IL
Other Businesses

1. 6/1/2011 - FIRST INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 12/29/2014 - BEST CHOICE RENTALS - Investment Related - Quincy, Illinois 62305 - REAL ESTATE RENTAL - Started 01/01/2008 - 2 Hours Per Month/1 Hour During Securities Trading - Part owner of rental properties. 3. 5/14/2020 - Best Choice II - Investment Related - 1201 Broadway Street - Real Estate Rental - Started 04/01/2018 - 0 Hours Per Month - Part owner in rental properties. 4. 10/31/2022 - Quincy PPC Prosperities LLC - Investment Related - Quincy Il 62305 - Real Estate Rental - Start Date: 12/15/2022 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-27
S63 Uniform Securities Agent State Law Examination 2002-05-09
  • S66 Uniform Combined State Law Examination
    2017-02-27
  • S63 Uniform Securities Agent State Law Examination
    2002-05-09
Other Names
  • Randy Westerman

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