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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-06-28
FL RA APPROVED 2006-03-15
  • TX RA
    APPROVED
    Since 2006-06-28
  • FL RA
    APPROVED
    Since 2006-03-15

Branch Locations

13250 University Center Blvd, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Myers FL 08/2004 Present
Bank Of America, N.A. Fort Myers FL 12/2009 Present
Other Businesses

I*: 2066370Entity Type: Entity CharitableName of OBA: South Fort Myers Youth BaseballAddress: Fort Myers, FLInvestment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 11/01/2024Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: Help the baseball league function and achieve our goal of providing a competitive environment to play and enjoy baseball.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-10
  • S66 Uniform Combined State Law Examination
    2006-03-10

View on SEC IAPD

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