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Heath Elliott Pierce

LPl Financial LLC

Winston Salem, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-21
  • NC RA
    APPROVED
    Since 2025-08-21

Branch Locations

101 S. Stratford Rd, Winston Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services ,Inc Atlanta GA 01/2011 06/2018
Suntrust Advisory Services Atlanta GA 09/2016 02/2018
Unemployed Wilmington NC 03/2018 05/2018
Suntrust Advisory Services, Inc Atlanta GA 05/2018 06/2018
Pruco Securites Llc Wilmington NC 11/2018 02/2019
Ppd Wilmington NC 07/2018 10/2018
First Citizens Investor Services Raleigh NC 02/2019 07/2020
First Citizens Bank Wilmington NC 06/2019 07/2020
First Horizon Advisors Winston Salem NC 08/2020 Present
Lpl Financial Llc Winston Salem NC 08/2025 Present
  • 01/2011 → 06/2018
    Suntrust Investment Services ,Inc
    Atlanta, GA
  • 09/2016 → 02/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 03/2018 → 05/2018
    Unemployed
    Wilmington, NC
  • 05/2018 → 06/2018
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 11/2018 → 02/2019
    Pruco Securites Llc
    Wilmington, NC
  • 07/2018 → 10/2018
    Ppd
    Wilmington, NC
  • 02/2019 → 07/2020
    First Citizens Investor Services
    Raleigh, NC
  • 06/2019 → 07/2020
    First Citizens Bank
    Wilmington, NC
  • 08/2020 → Present
    First Horizon Advisors
    Winston Salem, NC
  • 08/2025 → Present
    Winston Salem, NC
Previous Registrations
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/29/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-06
S63 Uniform Securities Agent State Law Examination 1998-10-09
  • S66 Uniform Combined State Law Examination
    2011-05-06
  • S63 Uniform Securities Agent State Law Examination
    1998-10-09
Other Names
  • Heath Elliott Pierce
  • Heath Pierce

View on SEC IAPD

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