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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-05-13
  • NJ RA
    APPROVED
    Since 2022-05-13

Branch Locations

186 Wood Ave S Suite 301, Iselin, NJ 08830 • United States

Ledgewood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commerce/Td Bank Flanders NJ 12/2000 05/2019
Thrivent Investment Management Inc Newark NJ 03/2019 04/2022
Thrivent Financial Newark NJ 06/2019 04/2022
Massmutual Life Insurance Co Iselin NJ 04/2022 Present
Mml Investors Services, Llc Iselin NJ 05/2022 Present
Previous Registrations
Other Businesses

Name: Paul Castellano Inv rel: Y Addr: At residential address Nature: Outside insurance - long-term care Position: Independent Insurance Agent Start: 05/02/2022 No hrs/mo: 1 No hrs/mo dur trading: 1 Duties: Sell and service long term care clientele. (2) Name: Paul J Castellano Inv rel: N Add: 186 Wood Ave S, Suite 301, Iselin NJ 08830 Nature: Notary Position: Notary Public Start date: 06/01/1998 No. HR/MO: 1. No. HR/MO during sec trading: 1. Describe duties: Notarizing documents for firm's clients and staff. Keep good records. Client provides ID and signs in the presence of the notary. (3) Name: Paul Castellano Inv rel: Y Add: 186 Wood Ave S, Suite 301 Iselin, NJ 08830 Nature: Outside Insurance Sales: Life, Disability, Long-Term Care, Fixed Annuities, Health Position: Independent Insurance Agent Start date: 01/16/2024 No. HR/MO: 1. No. HR/MO during sec trading: 1. Describe duties: Provide another source for client to choose coverage with life, health and other fixed insurance products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-02
S63 Uniform Securities Agent State Law Examination 2019-10-07
  • S65 Uniform Investment Adviser Law Examination
    2020-11-02
  • S63 Uniform Securities Agent State Law Examination
    2019-10-07
Other Names
  • Paul Joseph Castellano
  • Paul Jospeh Castellano

View on SEC IAPD

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