Stuart M Evans

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-02
AL	RA	APPROVED	2000-06-22

TX RA
APPROVED_RES

Since 2019-01-02
AL RA
APPROVED

Since 2000-06-22

Branch Locations

100 Church Street Suite 125B, Huntsville, AL 35801-4594 • United States

2845 Old Milton Pkwy, Alpharetta, GA 30009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Huntsville	AL	11/1999	Present
Charles Schwab Bank	Huntsville	AL	02/2005	Present

11/1999 → Present

Charles Schwab & Co., Inc.

Huntsville, AL
02/2005 → Present

Charles Schwab Bank

Huntsville, AL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-20
S63	Uniform Securities Agent State Law Examination	1998-08-18

S65 Uniform Investment Adviser Law Examination

1998-08-20
S63 Uniform Securities Agent State Law Examination

1998-08-18

Other Names

Stuart Hatthew Evans
Stuart Matthew Evans

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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