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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-11-19 |
| WA | RA | APPROVED | 2021-08-09 |
| CA | RA | APPROVED | 2021-07-14 |
Branch Locations
12100 Ne 195Th Street, Suite 200, Bothell, WA 98011 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Conover Securities Corporation | Bellevue | WA | 09/2007 | 04/2022 |
| Conover Capital Management Llc | Bellevue | WA | 09/2007 | 04/2022 |
| Global Retirement Partners, Llc | San Rafael | CA | 07/2021 | Present |
| Hub International | Chicago | IL | 05/2021 | Present |
| Lpl Financial Llc | Bellevue | WA | 04/2022 | Present |
| Hub International Investment Services | Kansas City | MO | 06/2025 | Present |
1) 4/2022- HUB RETIREMENT AND WEALTH MANAGEMENT- DBA for LPL Business (entity for LPL business)- inv. related- Bellevue, WA 2) 11/20/2023 - Conover Securities Corp - inv. related - Bellevue, WA - Outside/W-2 Employment- Vice President of Retirement Plan Services - start date 5/1/2021- 140 hrs/mth; 7 Hrs During Trading. 3) 10/10/2024 - HUB International Investment Services - Other - Accommodation Broker Dealer - Investment Related - At Reported Business Location(s) - Start Date 06/28/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-23 |
| S66 | Uniform Combined State Law Examination | 1999-08-10 |
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