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Stratos Wealth Partners, Ltd CRD 153184
$18.6B regulatory AUM 376 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-09 |
| TX | RA | APPROVED | 2014-02-05 |
| CA | RA | APPROVED | 2013-05-31 |
Branch Locations
12348 High Bluff Drive Suite 240, San Diego, CA 92130 • United States
San Diego, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 05/2013 | Present |
| Stratos Wealth Partners, Ltd. | San Diego | CA | 05/2013 | Present |
1. 02/07/2013 - Stratos Wealth Partners, Ltd. - INV REL - 10% TIME SPENT - fixed insurance products, including fixed annuities, term, universal, whole life, long term care, disability, health and dental insurance. 2. 02/07/2013 - Stratos Wealth Partners, Ltd. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 05/31/2013 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4. 6/10/2013 - Stratos Wealth Partners, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 5/2013 - Time Spent 50% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 5/2013. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 1/3/2022 - Stella Maris Capital Wealth Management - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Managing Partner - Start Date 1/3/2022 - 2 Hours Per Month/1 Hours During Securities Trading - LPL fees/commissions & Fees from the RIA Stratos Wealth Partners. 6. 03/21/2022 - Pacific Southwest Financial a Capitas Financial Partner - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor/Insurance Producer - Start Date - 03/14/2022 - 2 Hours Per Month/1 Hours During Securities Trading. 7. 05/05/2023 - Gallion Town Holdings, LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date 05/05/2023 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-31 |
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