Joel Martin Morawski

Current Employers

Employment History

• 11/2014 → Present
  Lpl Financial, Llc
  Williamsville, NY
• 12/2014 → Present
  Private Advisor Group, Llc
  Williamsville, NY

Previous Registrations

• 2011-06-03 → 2014-11-26
  Cadaret, Grant & Co., Inc.
  Wiliamsville, NY
• 2005-04-15 → 2011-06-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Buffalo, NY
  Buffalo, NY
• 2004-10-20 → 2005-04-20
  Banc Of America Investment Services, Inc.
  Buffalo, NY
• 2004-04-15 → 2004-10-20
  Quick & Reilly, Inc.
  Buffalo, NY

Other Businesses

1. 11/21/2014 - SAGE INVESTMENT GROUP/ TAX PREP, ACCOUNTING, CPA/ 100%/ WILLIAMSVILLE, NY 2. 11/21/2014 - HOCKEY OFFICIAL/ HOCKEY OFFICIAL/ 5%/ WILLIAMSVILLE, NY 3. 12/09/2015 * Private Advisory Group * Registered Investment Advisor Hybrid * (Hybrid) Private Advisor Group * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 11/20/14 * 120 HRS/MO DURIING SECS TRDG HRS. 4. 12/09/2015 * Private Advisor Group * Registered Investment Advisor DBA * (HYbrid) Sage IG * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 11/20/14 * 40 HRS/MO DURIING SECS TRDG HRS. 5. 12/09/2015 * Private Advisor Group * Registered Investment Advisor DBA * Sage Investment Group * INV REL * AT REPORTED BUSINESS LOCATION(S) * 40 HRS/MO DURIING SECS TRDG HRS. 6. 4/13/2017 - Specific Solutions Incorporated - Investment Related - 475 International Dr Ste 300, Buffalo, NY 14221 - Non-Variable Insurance - Started 04/10/2017 - 1 Hour Per Month During Securities Trading. 7. 4/15/2017 - specific solutions - Investment Related - 475 International Dr, Williamsville, NY 14221 - Non-Variable Insurance - Started 03/20/2017 - 1 Hour Per Month During Securities Trading. 8. 12/31/2018 - Sage IG - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/21/2014 - 160 Hours Per Month/130 Hours During Securities Trading. 9. 10/20/2020 - Garp Global Association of Risk - Not Investment Related - Location/Address: Various, from Niagara University to University of Buffalo, rooms are given at the schools discretion. - Outside/W-2 Employment - Proctor - Start Date: 10/24/2020 - 6 Hours Per Month/0 Hours During Securities Trading - Proctor of exam for risk analysis. 10. 10/11/2022 - Sage IG - Not Investment Related - At Reported Business Location(s) - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 09/27/2022 - 160 Hours Per Month/130 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-02-20
• S63 Uniform Securities Agent State Law Examination
  1998-08-26

Designations