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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-10 |
Branch Locations
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Minneapolis | MN | 04/2003 | Present |
| Focus Financial Network, Inc. | Minneapolis | MN | 04/2003 | Present |
1) FOCUS FINANCIAL POSITION: Director of Supervision NATURE: Corporation / Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 04/03/2003 ADDRESS: 1300 Godward Street NE, Suite 5500, Minneapolis MN 55413, United States DESCRIPTION: I work for Focus Financial in a Supervisory Capacity. 2) TRUSTEE POSITION: Trustee NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/18/2009 ADDRESS: 15010 Waco Street NW, Ramsey MN 55303, United States DESCRIPTION: Pay premiums on a life insurance policy directed to the trust, send letters to benefactors once per year. Oversee trust assets upon the death of my sister ensuring her spouse has income and that her children are taken care of.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-12-22 |
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