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Tina M Gunderson

Raymond James & Associates, Inc.

West Hartford, CT

Worcester, MA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-09-13
  • CT RA
    APPROVED
    Since 2022-09-13

Branch Locations

29 South Main Street Suite 210, West Hartford, CT 06107 • United States

1 Mercantile Street Suite 720, Worcester, MA 01608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc. White Plains NY 07/2014 11/2016
Wells Fargo Clearing Services, Llc White Plains NY 11/2016 10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 10/2019 09/2022
Raymond James & Associates, Inc. Hartford CT 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-17
S63 Uniform Securities Agent State Law Examination 2000-09-13
  • S65 Uniform Investment Adviser Law Examination
    2008-01-17
  • S63 Uniform Securities Agent State Law Examination
    2000-09-13
Other Names
  • Tina Marie Gunderson

View on SEC IAPD

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