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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc. | The Woodlands | TX | 03/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | The Woodlands | TX | 11/2016 | 04/2021 |
| Oppenheimer & Co, Inc | The Woodlands | TX | 04/2021 | Present |
1. OWNER-APT. AT 401 WEBSTER. 2. TRUSTEE OF ARHO REVOCABLE LIVING DTD 9/5/2019;FAMILY TRUST. 3.ARHO PROPERTIES LLC, IS A TEXAS LLX IN THE BUSINESS OF OWNING AND RENTING OUT;SINGLE FAMILY HOMES, APARTMENTS/CONDOS OR OTHER REAL ESTATE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-06 |
| S66 | Uniform Combined State Law Examination | 2004-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-20 |
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