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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2013-08-29
  • HI RA
    APPROVED
    Since 2013-08-29

Branch Locations

733 Bishop Street Suite 2200, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of New York Honolulu HI 06/1998 Present
Unemployed Honolulu HI 04/1999 Present
New York Life Insurance Co Honolulu HI 04/1999 Present
Nylife Securities Inc. Honolulu HI 05/1999 Present
Eagle Strategies Llc Honolulu HI 08/2013 Present
Hipac Financial Llc D/B/A Hipac Financial Honolulu HI 10/2021 Present
  • 06/1998 → Present
    Mutual Of New York
    Honolulu, HI
  • 04/1999 → Present
    Unemployed
    Honolulu, HI
  • 04/1999 → Present
    New York Life Insurance Co
    Honolulu, HI
  • 05/1999 → Present
    Nylife Securities Inc.
    Honolulu, HI
  • 08/2013 → Present
    Honolulu, HI
  • 10/2021 → Present
    Hipac Financial Llc D/B/A Hipac Financial
    Honolulu, HI
Other Businesses

[RENTAL PROPERTY; OWNER; RENTAL INCOME; SOLE PROPRIETORSHIP; INVESTMENT RELATED; START DATE 07/2013] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.; 841 BISHOP STREET, SUITE 1900, HONOLULU, HI 96813; START DATE 01/2015; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 2 HOURS PER MONTH; 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Rotary Club of West Honolulu; Membership Chair. My duties is to manage Rotary member's concerns and to help the efforts to increase membership to Rotary. The Rotary Club is a community service organization.; PO Box 171 Honolulu, HI 96810; Start Date 11/2022; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; manage Rotary member's concerns and to help the efforts to increase membership to Rotary] [OPERATING UNDER THE DBA NAME OF HIPAC FINANCIAL LLC D/B/A HIPAC FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; HONOLULU, HI; START DATE: 12/2021] [Rotary Club of West Honolulu Foundation; non-profit offering and funding scholarships and community services; P.O. Box 171 Honolulu, HI 96810; Start Date 08/2023; Role/Title: Vice Chairman; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; Immediate subordinate to the chairperson to assist in bringing together community members to discuss how we can best service them. Assist the Chairman with coordination of board activities. Clerical work and emailing the board with updates. Our responsibility is to pass on information from the investment advisors managing the Foundation assets to the Foundation board.]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-23
S63 Uniform Securities Agent State Law Examination 1998-07-01
  • S66 Uniform Combined State Law Examination
    2013-08-23
  • S63 Uniform Securities Agent State Law Examination
    1998-07-01

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