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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2013-08-29 |
Branch Locations
733 Bishop Street Suite 2200, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of New York | Honolulu | HI | 06/1998 | Present |
| Unemployed | Honolulu | HI | 04/1999 | Present |
| New York Life Insurance Co | Honolulu | HI | 04/1999 | Present |
| Nylife Securities Inc. | Honolulu | HI | 05/1999 | Present |
| Eagle Strategies Llc | Honolulu | HI | 08/2013 | Present |
| Hipac Financial Llc D/B/A Hipac Financial | Honolulu | HI | 10/2021 | Present |
[RENTAL PROPERTY; OWNER; RENTAL INCOME; SOLE PROPRIETORSHIP; INVESTMENT RELATED; START DATE 07/2013] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.; 841 BISHOP STREET, SUITE 1900, HONOLULU, HI 96813; START DATE 01/2015; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 2 HOURS PER MONTH; 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Rotary Club of West Honolulu; Membership Chair. My duties is to manage Rotary member's concerns and to help the efforts to increase membership to Rotary. The Rotary Club is a community service organization.; PO Box 171 Honolulu, HI 96810; Start Date 11/2022; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; manage Rotary member's concerns and to help the efforts to increase membership to Rotary] [OPERATING UNDER THE DBA NAME OF HIPAC FINANCIAL LLC D/B/A HIPAC FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; HONOLULU, HI; START DATE: 12/2021] [Rotary Club of West Honolulu Foundation; non-profit offering and funding scholarships and community services; P.O. Box 171 Honolulu, HI 96810; Start Date 08/2023; Role/Title: Vice Chairman; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; Immediate subordinate to the chairperson to assist in bringing together community members to discuss how we can best service them. Assist the Chairman with coordination of board activities. Clerical work and emailing the board with updates. Our responsibility is to pass on information from the investment advisors managing the Foundation assets to the Foundation board.]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-01 |
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