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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-30
  • TX RA
    APPROVED
    Since 2021-11-30

Branch Locations

3939 Ne Hancock St Ste 203, Portland, OR 97212 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portland OR 06/1998 03/2020
Ameriprise Financial Services, Llc Portland OR 03/2020 Present
Other Businesses

Board of Directors; Central East Portland Rotary Club; President Ex-Officio; Central East Portland Rotary ClubP.O. Box 30477Portland, OR 9729, 4,; ; ; 1 to 9 hours per month; / Ducks Unlimited, Portland Chapter; General Board Member; 4259 NE Broadway; Portland, OR 97213, ,; ; 01/01/2013; 1 to 9 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-04
S63 Uniform Securities Agent State Law Examination 1998-09-12
  • S66 Uniform Combined State Law Examination
    2003-03-04
  • S63 Uniform Securities Agent State Law Examination
    1998-09-12

View on SEC IAPD

Other Firms

Other Investors

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