Lisa Ann Tennant

Current Employers

Employment History

• 02/2003 → 02/2019
  M&T Securities
  Wynantskill, NY
• 02/2019 → Present
  Lpl Financial Llc
  Latham, NY

Previous Registrations

• 2014-12-18 → 2019-03-15
  M&T Securities, Inc.
  Fishkill, NY
  Clifton Park, NY
  Fishkill, NY
  Paramus, NJ
  Colonie, NY
  Troy, NY
  Albany, NY
  Syracuse, NY
  Latham, NY
  North Greenbush, NY
  Schaghticoke, NY
  Wynantskill, NY
  Rochester, NY
  Cheektowaga, NY
  Troy, NY
  Paramus, NJ
  Fishkill, NY
  Albany, NY
  Schenectady, NY
  Schenectady, NY
  Albany, NY
  Guilderland, NY
  Syracuse, NY

Other Businesses

1)2/28/19- Empire Financial Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related- Latham, NY - 100%. 2) 4/22/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/15/2019 - 10 Hours Per Month/1 Hours During Securities Trading. 3) 08/12/2021 - Specific Solutions - Investment Related - 475 International Dr, Williamsville, NY 14221 - Non-Variable Insurance - Insurance Agent - Start Date: 05/18/2021- 2 Hours Per Month/2 Hours During Securities Trading. 4) 12/5/2022 - Casey's Restaurant - Investment Related - Rensselaer, NY 12144 - Real Estate Rental - Limited Partner owner - Start Date - 11/15/2022 - 5 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-22
• S63 Uniform Securities Agent State Law Examination
  1998-08-24

Designations