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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-09-25
  • TN RA
    APPROVED
    Since 2012-09-25

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Memphis TN 09/2012 Present
  • 09/2012 → Present
    Raymond James & Associates
    Memphis, TN
Previous Registrations
  • 2004-01-23 → 2013-03-13
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
Other Businesses

(1) Name of Business: 100 Club of Memphis Address: , Memphis, TN, 38111, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Secretary Investment Related: No Start Date: 09/26/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have been a Member of the 100 Club since 2002. The 100 Club provides support to Police, Fire and First Responders in the Memphis and Shelby County area. We also support the families of those first responders who die in the line of service. (2) Name of Business: Flying Saucer/Flying Fish Address: Memphis, TN, 38111, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 01/01/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3) Name of Business: Memphis Shelby Crime Commission Address: 1100 Ridgeway Loop Rd, Memphis, TN, 38120, United States Activity Type: Non profit Position/Title: Board Member Investment Related: No Start Date: 04/26/2000 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member (4) Name of Business: Mid South Therapy Dogs Address: , Memphis, TN, 38111, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 12/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve on the board and act as treasurer

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-30
  • S63 Uniform Securities Agent State Law Examination
    1998-09-30

View on SEC IAPD

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