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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-28 |
| CA | RA | APPROVED | 1999-02-08 |
Branch Locations
1620 Mill Rock Way Ste 200, Bakersfield, CA 93311 • United States
Bakersfield, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bakersfield | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Bakersfield | CA | 03/2020 | Present |
Business Ownership; Premiere Art Gallery; owner; sale of art work; 101 Fairway Dr, , Bakersfield, CA, 93314; Not Investment-Related; 05/01/2018; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Health Through Wholeness; Board Member; 57010Truxtun Ave, ste 110, , Bakersfield, CA, 93311; Not Investment-Related; 06/23/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Consulting for new business; Consulting - Being from Brazil my role is to help him understand the country and navigate through countries costumes and complexities.; ; 10000 Stockdale Hwy, suite 200, , Bakersfield, CA, 93311; Not Investment-Related; 02/07/2022; 10 to 19 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-14 |
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