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9870 Research Drive, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Mutual Group | Waverly | IA | 05/2016 | 06/2022 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 05/2016 | 06/2022 |
| Lpl Financial Llc | Arcadia | CA | 05/2022 | 06/2022 |
| Cuso Financial Services, Lp | San Diego | CA | 06/2022 | 05/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2025 | Present |
| Cooper Mcmanus | Fairfield | IA | 05/2025 | Present |
1) GREGORY NORMAN, 2030 SNOWDEN AVE, LONG BEACH CA 90815, 05/2025, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 05/2025 3) COOPER MCMANUS WEALTH MANAGEMENT, 9870 Research Dr., Irvine CA 92618, United States, 05/2025, Investment Advisor Representative, RIA Affiliation - other than CIRA, NIR, 10 HR/MO, 10 HR/MO TRADING 4) GREG NORMAN, 13936 Seal Beach Blvd., Seal Beach CA 90740, United States, 01/01/2025, Agent, Insurance/Benefits/Human Resources, NIR, (5) HR/MO - (0) HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-05 |
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